Thomas Giachetti

Thomas D. Giachetti, a Shareholder, holds the position of Chair within the Investment Management & Securities Practice Group. With a background as a former investment banker and NASD registered representative, Mr. Giachetti's legal practice centers on matters related to investments. This includes the representation of a diverse clientele, such as investment advisers, financial planners, broker-dealers, public and private investment companies (e.g., mutual funds, hedge funds, etc.), CPA firms, and registered representatives throughout the United States. Additionally, he provides counsel to both claimants and respondents involved in securities regulatory issues, arbitration cases, and litigation proceedings.

Mr. Giachetti is a renowned author and commentator in the field of investment-related legal matters. He frequently serves as a speaker at compliance seminars within the securities industry, annual meetings, and educational events held across the nation. He also lends his expertise as an expert witness in securities litigation and arbitration cases throughout the United States. In 2014, Investment Advisor Magazine featured Mr. Giachetti in their 12th Annual IA25, recognizing him as one of the 25 most influential individuals in the investment advisor industry. In 2021, Tom Giachetti was honored with the prestigious Leadership Award from Bob Veres’ Insider’s Forum.

Stark & Stark's Investment Management & Securities Practice Group specializes in representing a broad spectrum of clients, including investment advisers, financial planners, broker-dealers, CPA firms, registered representatives, public and private investment companies (e.g., mutual funds, hedge funds, etc.), and investors across the United States. With offices located in Princeton, Marlton, Philadelphia, Yardley, and New York City, the firm serves clients spanning the United States and Canada.