Marketing Tips and Considerations for Private Offerings
Brittany Cox
January 31, 2023
When conducting a private offering, there are several facts and circumstances to weigh when deciding on a safe harbor. Section 4(a)(2) of the U.S. Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder provides an exemption from registration for companies (issuers) that offer securities in a private offering. Rule 506(b) and Rule 506(c) of Regulation D
