Common Securities Law Issues to Manage for Transaction Attorneys
Once an SEC investigation or action is underway, it is a one-way street, with the SEC controlling the speed and...
Paul Vorndran is a securities litigation and enforcement defense attorney with Jones & Keller in Denver. Paul defends individuals and entities in investigations and enforcement actions brought by the SEC, FINRA and state securities commissioners. He can be reached at [email protected].
Once an SEC investigation or action is underway, it is a one-way street, with the SEC controlling the speed and...
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